Re-Thinking Collective Punishment
by Michael Lame, posted January 19, 2010
Punishing the Gazans
I attended a panel discussion on Gaza at the Brookings Institution last week. The panelists eloquently depicted the suffering of the more than one million Palestinians living in Gaza under the siege-like restrictions imposed by the Israelis and Egyptians.
One of the panelists pointed out that this is a clear-cut case of collective punishment, since all the people of Gaza are adversely affected – not just the Hamas establishment and Islamic Jihad militants. Many varieties of foodstuffs cannot be imported. Building materials for reconstruction are prohibited. Movement of people in and out of the Gaza Strip is severely restricted. Unemployment is rampant, as is malnutrition.
Since collective punishment is widely assumed to be unethical, the Brookings panel members duly condemned the Israelis for imposing the closure and urged the US government to insist that its ally raise the siege.
But that’s not really the end of the story. Let’s ask ourselves: Is collective punishment always wrong? Or should we even entertain this question, given that according to international humanitarian law, i.e., the laws of war, collective punishment is a war crime?
Geneva Conventions
What exactly is “collective punishment”? The term does not appear in the Hague Conventions or in the original Geneva Conventions. Article 33 of the Fourth Geneva Convention, adopted on August 12, 1949, states that:
“No protected person may be punished for an offence he or she has not personally committed. Collective penalties and likewise all measures of intimidation or of terrorism are prohibited. . . Reprisals against protected persons and their property are prohibited.”
Here we have “punished” in one sentence and “collective penalties” in the next. In 1977, Article 4 of Additional Protocol II to the Geneva Conventions put these words together and specifically prohibited “collective punishments”, though the term was not defined in that document. Note: Neither the United States nor Israel has ratified this protocol, though both are signatories to the 1949 Geneva Conventions.
“Collective punishment” generally refers to taking action against an entire group in response to the behavior of one or more individuals. Moreover, the offending individuals are not necessarily members of the group being punished. Collective punishment, then, consists of penalizing all members of a group, whether innocent or guilty of any hostile act.
The Geneva Conventions’ prohibition on collective punishment is limited in its application to war between countries as well as to people living under occupation. Additional Protocol II specifically concerns civilians in “non-international armed conflicts”, such as an insurrection (or an intifada).
Just as generals are said to always fight the previous war, so human rights activists try to protect people from the horrors experienced in the last armed conflict. The Geneva Conventions were written in the wake of the Second World War, with the particular atrocities of that conflict fresh in the drafters’ minds.
WWII examples of collective punishment and reprisals include the infamous 1942 case of Lidice, a Czech village that was obliterated, its entire adult male population executed, and its women and children sent to concentration camps. All this was in retaliation for the assassination of Reinhard Heydrich, a high-ranking murderous Nazi official. The assassins had no connection to the village.
The designation “collective punishment”, in principle and practice, may be applied more broadly and less lethally than in such WWII examples.
War itself is collective punishment. It adversely affects entire populations, regardless of their political affiliation or personal responsibility for any governmental acts of aggression. And war doesn’t just kill individuals. It kills groups. It kills collectively. Even a just war collectively punishes the innocent along with the guilty.
Is collective punishment ever justified?
Sanctions are collective punishment (though not within the confines of the Geneva Conventions). The world community supported sanctions against South Africa in order to end apartheid. Those sanctions hurt the South African economy, causing a deep recession. As every American knows in today’s difficult economic situation, when the economy suffers, people suffer. South Africans, black and white, were adversely affected by the sanctions and boycotts. But given the great evil that apartheid was considered to be, the world was willing to countenance the economic dislocation caused to the people of South Africa.
Collective punishment can refer to the treatment of an entire population, as in the current siege-like restrictions placed on Gaza, or to an entire country, as in the decades-old Arab boycott or in the new international campaign for boycotts, divestment, and sanctions against Israel. These Middle East examples again raise the question of whether this can be a morally acceptable tactic to use in attempting to change a political actor’s behavior.
One justification for such action is summed up neatly by Shakespeare when Bassanio urges the court in The Merchant of Venice, “To do a great right, do a little wrong…”
Since collective punishment can take many different forms in many different contexts, one can support it or oppose it on a case-by-case basis. For example, some might support collectively punishing an entire community which they consider to be oppressive, such as apartheid-era South Africa or today’s Sudan, while opposing the collective punishment of what they consider oppressed communities, such as the Palestinians.
Even after the 1977 additions, the Geneva Conventions are just that – conventions, political agreements on customs, practices, and usages, rather than definitive moral pronouncements. No matter how much such documents written in The Hague and Geneva might be revered, they are not sacred texts but rather the fallible and mutable work of the human heart and mind. Therefore these documents can be questioned, challenged, disputed, and at times even ignored.
If and when Israelis and Palestinians reach a mutually acceptable agreement, it may or may not conform to UN Security Council resolutions or other sources of international law. The only question that will matter at that point is whether the two sides are willing to live with their agreement.
I suggest that collective punishment should not automatically be ruled out as a justified means of applying pressure, whether inside or outside of the Geneva Convention parameters. Before employing it, one must examine several factors: the legitimacy of the purpose; the particular form employed, the severity of the effect, the length of the application, and the likelihood of success.
If an instance of collective punishment is justifiable, then it ought to be possible to publically communicate that in a persuasive fashion. If no one can clearly articulate why collective punishment is being applied and what the intended result is, then chances are it is indefensible. In this particular case the burden is on Israel to show convincingly why the restrictions on Gaza exist and how long they will continue.
Ending the Gazan stalemate
A way must be found to normalize life for the Gazans, without further endangering the Israelis. In this case, both sides want something they don’t currently have.
Israelis want Gilad Shalit returned. They want the risk of future rocket attacks reduced, if not eliminated. And they want a Gazan interlocutor willing to accept Israel.
Gazans want the economic and travel restrictions permanently lifted, a chance to rebuild from the damage done a year ago in Operation Cast Lead, the release of Palestinian prisoners from Israeli jails, an open passageway to the West Bank, the world’s acceptance of the political leaders they choose, and independence.
Regardless of the Geneva Conventions, neither side is likely to alter its behavior without at least some of its wants being met. If George Mitchell can help the Palestinians and Israelis mutually achieve some of their goals regarding Gaza, then this awful stalemate may come to an end. Such a limited achievement will not resolve the conflict but it could put an end to the collective punishment of people in Gaza.